Regulatory Authorities


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A financial regulatory authority, commonly referred to as regulator, regulatory agency, or regulatory body, is a government or public organization responsible for monitoring some facet of the financial sector.

When we first compiled this list there were 121 countries with FOREX regulatory authorities either in existence, pending, planned, or under serious study. In addition, there are a number of countries with more than one regulatory authority in operation (e.g. Australia, Canada, Germany, Italy and the United States). In some countries the Central Bank also serves as the regulatory authority and in some cases, e.g., Central Bank of West Africa States, one regulatory authority covers more than one country.
 CountryRegulatory Authority
AnguillaFinancial Services Department
ArgentinaMinistry of Economy and Public Works and Services
ArmeniaCentral Bank of Armenia
AustraliaASIC - Australian Securities & Investments Commission
AustraliaAustralian - Prudential Regulatory Authority
AustraliaReserve Bank of Australia
AustriaAustrian National Bank
BangladeshSecurities and Exchange Commission
BarbadosSecurities Exchange of Barbados
BelgiumFSMA - Financial Services and Markets Authority
BelgiumNational Bank of Belgium
BeninCentral Bank of West Africa States
BermudaBermuda Monetary Authority
BoliviaSuperintendency of Banks & Financial Entities
BrazilComisspo de Valores Mobilißrios
BrazilBanco Central do Brasil
British Virgin IslandsGovernment of the British Virgin Islands
BulgariaBulgarian National Bank
Burkina FasoCentral Bank of West Africa States
CanadaOffice of the Superintendent of Financial Institutions
CanadaDeposit Insurance Corporation
CanadaOntario Securities Commission
CanadaAMF - Autorité des Marchés Financiers
CanadaFinancial Institutions Commission (British Columbia)
CanadaFinancial Services Commission of Ontario
Cayman IslandsCayman Islands Monetary Authority
ChileSuperintendencia de Bancos e Instituciones Financieras
ChileSVS - Chilean Securities and Insurance Supervisor
ChinaSecurities Regulatory Commission
ColombiaSuperintendencia de Valores
ColombiaSuperintendencia Bancaria
Costa RicaSuperintendencia General de Entidades Financieras
Cote D'IvoireCentral Bank of West Africa States
CyprusCySec - Cyprus Securities & Exchange Commission
Czech RepublicCzech National Bank
DenmarkFSA - Danish Financial Supervisory Authority
Dominican RepublicBanco Central de la Rep·blica Dominicana
EcuadorSuperintendencia de Bancos
El SalvadorSuperintendencia de Valores de El Salvador
FinlandFinancial Supervision Authority
FranceAMF - Autorité des Marchés Financiers
FranceBanque de France
GeorgiaNational Bank of Georgia
GermanyBaFin - The Federal Financial Supervisory Authority
GermanyBundesbank
GhanaBank of Ghana
GibraltarFinancial Services Commission
GreeceHCMC - Hellenic Capital Market Commission
GuatemalaBanco de Guatemala
GuatemalaSuperintendencia de Bancos de Guatemala
Guinea-BissauCentral Bank of West Africa States
Hong KongSFC - Securities & Futures Commission
Hong KongHong Kong Monetary Authority
Hong KongOffice of the Commissioner of Insurance
HungaryHungarian Financial Supervisory Authority
IcelandFME - Financial Supervisory Authority - Iceland
IndiaSecurities and Exchange Board of India
IndonesiaCapital Market Supervisory Agency - Indonesia
IndonesiaBank of Indonesia
IrelandIrish Financial Services Regulatory Authority
IsraelBank of Israel
IsraelISA - Israel Securities Authority
ItalyCommissione Nazionale per le Societa e le Borsa
ItalyBanca d'Italia
JamaicaBank of Jamaica
JapanFinancial Reconstruction Commission
JapanFSA - Financial Supervisory Agency - Japan
JapanFinancial System Planning Bureau, Ministry of Finance
JapanFinancial Services Agency
JordanCentral Bank of Jordan
KazakhstanNational Securities Commission of the Republic of Kazakhstan
KazakhstanNational Bank of Kazakhstan
KuwaitCentral Bank of Kuwait
LatviaSecurities Markets Commission of the Republic of Latvia
LatviaBank of Latvia
LatviaInsurance Supervision Inspectorate
LiechtensteinFMA - Financial Market Authority Liechtenstein
LithuaniaLithuanian Securities Commission
LithuaniaCredit Institutions Supervision Department
LuxembourgCommission de Surveillance du secteur financier
MacedoniaNational Bank of the Republic of Macedonia
MalaysiaSecurities Commission Malaysia
MaldivesMaldives Monetary Authority
MaliCentral Bank of West Africa States
MaltaCentral Bank of Malta
MaltaMFSA - Malta Financial Services Authority
MauritiusFSC - Financial Services Commission
MexicoBank of Mexico
MoldovaNational Bank of Moldova
MongoliaBank of Mongolia
MoroccoBank Al-Maghrib
MozambiqueBank of Mozambique
NamibiaBank of Namibia
Netherlands AntillesBank of the Netherlands Antilles
New ZealandFMA - Financial Markets Authority
New ZealandFSP - Financial Service Providers
NicaraguaCentral Bank of Nicaragua
NigerCentral Bank of West Africa States
NigeriaCentral Bank of Nigeria
NorwayCentral Bank of Norway
OmanCentral Bank of Oman
PakistanState Bank of Pakistan
PalestinePalestine Monetary Authority
PanamaNational Bank of Panama
Papua New GuineaBank of Papua New Guinea
ParaguayCentral Bank of Paraguay
PeruCentral Bank of Peru
PhilippinesCentral Bank of the Philippines
PolandNational Bank of Poland
QatarQatar Central Bank
RomaniaNational Bank of Romania
RussiaCentral Bank of the Russian Federation
RussiaFFMS - Federal Financial Markets Service
RwandaNational Bank of Rwanda
SamoaCentral Bank of Samoa
San MarinoCentral Bank of San Marino
Saudi ArabiaSaudi Arabian Monetary Agency
SenegalCentral Bank of West Africa States
Serbia and MontenegroNBS - National Bank of Serbia
Serbia and MontenegroCentral Bank of Montenegro
SeychellesCentral Bank of Seychelles
Sierra LeoneBank of Sierra Leone
SingaporeMonetary Authority of Singapore
SlovakiaNational Bank of Slovakia
SloveniaBank of Slovenia
Solomon IslandsCentral Bank of Solomon Islands
South AfricaSouth Africa Reserve Bank
South KoreaFinancial Supervisory Commission
South KoreaFSS - Financial Supervisory Service
Sri LankaCentral Bank of Sri Lanka
SudanBank of Sudan
SurinameCentral Bank of Suriname
SwazilandCentral Bank of Swaziland
SwedenSveriges Riksbank
SwitzerlandSwiss National Bank
SwitzerlandFINMA - Swiss Financial Market Supervisory Authority
TaiwanCentral Bank of China
TanzaniaBank of Tanzania
ThailandBank of Thailand
TogoCentral Bank of West Africa States
Trinidad and TobagoCentral Bank of Trinidad and Tobago
TunisiaCentral Bank of Tunisia
TurkeyCMB - Capital Markets Board of Turkey
UgandaThe Central Bank of Uganda
UkraineNational Bank of Ukraine
United Arab EmiratesCentral Bank of the UAE
United Arab EmiratesSCA - Emirates Securities & Commodities Authority
United KingdomFSA - Financial Services Authority - UK
United StatesCFTC - Commodity Futures Trading Commission
United StatesNFA - National Futures Association
United StatesSIPC - Securities Investment Protection Corporation
United StatesFINRA - Financial Industry Regulatory Authority
UruguayCentral Bank of Uruguay
UzbekistanThe Central Bank of the Republic of Uzbekistan
VenezuelaCentral Bank of Venezuela
YemenCentral Bank of Yemen
ZambiaBank of Zambia
ZimbabweReserve Bank of Zimbabwe

Last updated on December 21, 2012